Wedbush Securities Welcomes Lisa Marcelli as Managing …
17 hours ago · HOUSTON, November 07, 2024--Wedbush Securities, a prominent diversified independent financial services provider, is pleased to announce that Lisa Marcelli CFP®, CDFA®, will be joining the firm ...
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Wedbush Securities Launches Enhanced Connectivity and Functionality for Clearing Clients
Wedbush Securities Charged with Unregistered Sales of Microcap ...
The Securities and Exchange Commission announced today that Wedbush Securities Inc., a California-based broker-dealer, has agreed to pay more than $1.2 million to settle charges arising from the unlawful unregistered distribution of nearly 100 million shares of more than 50 different low-priced microcap companies, and from Wedbush’s failure ...
SEC.gov | SEC Charges 11 Wall Street Firms with Widespread ...
Aug 8, 2023 · Wedbush Securities Inc., a dually registered broker-dealer and investment adviser, was additionally charged with violating certain recordkeeping provisions of the Investment Advisers Act of 1940 and with failing to reasonably supervise with a view to preventing and detecting those violations.
Wedbush Securities joins downtown L.A. exodus, opting for …
Oct 15, 2024 · Wedbush Securities is moving from a downtown L.A. tower to Pasadena, where it will occupy smaller offices suitable for employees with hybrid schedules.
Wedbush Securities Launches Enhanced Connectivity and …
Los Angeles, CA – October 21, 2024 – Wedbush Securities, a diversified financial services provider, is excited to announce the release of a new suite of highly functional APIs (application programming interfaces) that provide enhanced integration for its clearing clients.
Wedbush Securities Expands Investment Banking Team with the …
NEW YORK, October 01, 2024 -- (BUSINESS WIRE)-- Wedbush Securities, a leading diversified independent financial services provider, announces the expansion of its Investment Banking division...
Wedbush wealth management had 'pervasive' texting problems: …
Aug 8, 2023 · Los Angeles-based Wedbush Securities has 550 registered reps in 69 branch offices. The firm has had a history of failing to supervise certain trades that resulted in scrutiny from regulators...
Microsoft ticks up as Wedbush sees 'incrementally positive' AI …
Nov 16, 2023 · Microsoft (NASDAQ: MSFT) shares ticked up in premarket trading on Thursday as Wedbush Securities said it has seen "incrementally positive" checks into the company's artificial intelligence...
A Trump win could add $40–$50 to Tesla's stock price, says Wedbush…
1 day ago · A Trump win could add $40–$50 to Tesla’s stock price, says Wedbush’s Dan Ives. Dan Ives, managing director at Wedbush, discusses how the Trump administration could potentially benefit Tesla ...